


{"id":677,"date":"2021-10-21T23:16:12","date_gmt":"2021-10-22T03:16:12","guid":{"rendered":"https:\/\/alminawi.com\/?p=677"},"modified":"2025-08-17T07:22:48","modified_gmt":"2025-08-17T11:22:48","slug":"tools-techniques-episode-12-root-cause-analysis-bowtie-analysis","status":"publish","type":"post","link":"https:\/\/e.americanpro.org\/?p=677","title":{"rendered":"T&#038;Ts for Planning &#038; Reflection: Episode 12 \u2013 Root Cause Analysis: Bowtie Analysis"},"content":{"rendered":"<h3 data-start=\"80\" data-end=\"118\">\ud83d\udd0d Introduction to Bowtie Analysis<\/h3>\n<p data-start=\"120\" data-end=\"657\"><strong data-start=\"120\" data-end=\"139\">Bowtie Analysis<\/strong> is a visual risk assessment and root cause tool that connects <strong data-start=\"202\" data-end=\"223\">potential threats<\/strong> and their <strong data-start=\"234\" data-end=\"257\">preventive controls<\/strong> to a central <strong data-start=\"271\" data-end=\"292\">undesirable event<\/strong>, and then maps <strong data-start=\"308\" data-end=\"324\">consequences<\/strong> and <strong data-start=\"329\" data-end=\"352\">mitigation controls<\/strong>. Shaped like a bowtie, this technique helps in clearly communicating risk pathways and control strategies. It is especially useful in <strong data-start=\"487\" data-end=\"505\">internal audit<\/strong> and <strong data-start=\"510\" data-end=\"537\">project risk management<\/strong>, where understanding both what could cause a failure and how to recover from it is critical for operational resilience.<\/p>\n<hr data-start=\"659\" data-end=\"662\" \/>\n<h3 data-start=\"664\" data-end=\"708\">\ud83e\uddf0 Template for Applying Bowtie Analysis<\/h3>\n<p data-start=\"710\" data-end=\"768\">To conduct a Bowtie Analysis in an organizational setting:<\/p>\n<ul data-start=\"770\" data-end=\"1176\">\n<li data-start=\"770\" data-end=\"862\">\n<p data-start=\"772\" data-end=\"862\"><strong data-start=\"772\" data-end=\"815\">Step 1 \u2013 Identify the Undesirable Event<\/strong>: What is the central risk or failure scenario?<\/p>\n<\/li>\n<li data-start=\"863\" data-end=\"932\">\n<p data-start=\"865\" data-end=\"932\"><strong data-start=\"865\" data-end=\"902\">Step 2 \u2013 List Threats (Left Side)<\/strong>: What could cause this event?<\/p>\n<\/li>\n<li data-start=\"933\" data-end=\"1013\">\n<p data-start=\"935\" data-end=\"1013\"><strong data-start=\"935\" data-end=\"971\">Step 3 \u2013 Map Preventive Controls<\/strong>: What measures exist to stop the threats?<\/p>\n<\/li>\n<li data-start=\"1014\" data-end=\"1101\">\n<p data-start=\"1016\" data-end=\"1101\"><strong data-start=\"1016\" data-end=\"1059\">Step 4 \u2013 List Consequences (Right Side)<\/strong>: What would happen if the event occurred?<\/p>\n<\/li>\n<li data-start=\"1102\" data-end=\"1176\">\n<p data-start=\"1104\" data-end=\"1176\"><strong data-start=\"1104\" data-end=\"1140\">Step 5 \u2013 Map Mitigation Controls<\/strong>: What measures minimize the impact?<\/p>\n<\/li>\n<\/ul>\n<hr data-start=\"1178\" data-end=\"1181\" \/>\n<h3 data-start=\"1183\" data-end=\"1240\">\ud83c\udfe2 Example: ACME Corporation \u2013 Delayed Product Launch<\/h3>\n<p data-start=\"1242\" data-end=\"1394\">At ACME, Internal Auditor <strong data-start=\"1268\" data-end=\"1277\">Auren<\/strong>, Project Manager <strong data-start=\"1295\" data-end=\"1303\">Aven<\/strong>, and CEO <strong data-start=\"1313\" data-end=\"1322\">Liora<\/strong> investigated a <strong data-start=\"1338\" data-end=\"1355\">project delay<\/strong> that jeopardized a new product launch.<\/p>\n<ul data-start=\"1396\" data-end=\"1764\">\n<li data-start=\"1396\" data-end=\"1434\">\n<p data-start=\"1398\" data-end=\"1434\"><strong data-start=\"1398\" data-end=\"1419\">Undesirable Event<\/strong>: Launch delay.<\/p>\n<\/li>\n<li data-start=\"1435\" data-end=\"1499\">\n<p data-start=\"1437\" data-end=\"1499\"><strong data-start=\"1437\" data-end=\"1448\">Threats<\/strong>: Supplier delays, scope creep, resource conflicts.<\/p>\n<\/li>\n<li data-start=\"1500\" data-end=\"1589\">\n<p data-start=\"1502\" data-end=\"1589\"><strong data-start=\"1502\" data-end=\"1525\">Preventive Controls<\/strong>: Supplier contracts, scope control meetings, resource planning.<\/p>\n<\/li>\n<li data-start=\"1590\" data-end=\"1669\">\n<p data-start=\"1592\" data-end=\"1669\"><strong data-start=\"1592\" data-end=\"1608\">Consequences<\/strong>: Loss of revenue, reputational damage, market share decline.<\/p>\n<\/li>\n<li data-start=\"1670\" data-end=\"1764\">\n<p data-start=\"1672\" data-end=\"1764\"><strong data-start=\"1672\" data-end=\"1695\">Mitigation Controls<\/strong>: Communication plan, interim product release, escalation procedures.<\/p>\n<\/li>\n<\/ul>\n<p data-start=\"1766\" data-end=\"1934\"><strong data-start=\"1766\" data-end=\"1777\">Outcome<\/strong>: Auren\u2019s Bowtie Analysis revealed weak preventive controls in resource planning. The team implemented a new project scheduling protocol and escalation path.<\/p>\n<hr data-start=\"1936\" data-end=\"1939\" \/>\n<p data-start=\"1941\" data-end=\"2224\" data-is-last-node=\"\" data-is-only-node=\"\"><strong data-start=\"1941\" data-end=\"1955\">Conclusion<\/strong>:<br data-start=\"1956\" data-end=\"1959\" \/>Bowtie Analysis helped ACME connect <strong data-start=\"1995\" data-end=\"2021\">causes to consequences<\/strong> and ensure a balanced focus on both <strong data-start=\"2058\" data-end=\"2085\">prevention and recovery<\/strong>. It provided a structured, visual map that empowered leadership to make more informed decisions and strengthen project delivery practices.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>\ud83d\udd0d Introduction to Bowtie Analysis Bowtie Analysis is a visual risk assessment and root cause tool that connects potential threats and their preventive controls to a central undesirable event, and then maps consequences and mitigation controls. Shaped like a bowtie, this technique helps in clearly communicating risk pathways and control strategies. It is especially useful [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":1021,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":""},"categories":[17,12],"tags":[],"class_list":["post-677","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-internal-audit","category-project-management"],"jetpack_sharing_enabled":true,"jetpack_featured_media_url":"https:\/\/e.americanpro.org\/wp-content\/uploads\/2021\/03\/13-e1750016197400.webp","_links":{"self":[{"href":"https:\/\/e.americanpro.org\/index.php?rest_route=\/wp\/v2\/posts\/677","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/e.americanpro.org\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/e.americanpro.org\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/e.americanpro.org\/index.php?rest_route=\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/e.americanpro.org\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=677"}],"version-history":[{"count":1,"href":"https:\/\/e.americanpro.org\/index.php?rest_route=\/wp\/v2\/posts\/677\/revisions"}],"predecessor-version":[{"id":1264,"href":"https:\/\/e.americanpro.org\/index.php?rest_route=\/wp\/v2\/posts\/677\/revisions\/1264"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/e.americanpro.org\/index.php?rest_route=\/wp\/v2\/media\/1021"}],"wp:attachment":[{"href":"https:\/\/e.americanpro.org\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=677"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/e.americanpro.org\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=677"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/e.americanpro.org\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=677"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}